When you build your business with Quadrus Investment Services Ltd. (QISL), you’re working with one of the largest mutual fund dealers in Canada. You have access to a competitive mutual fund offering, compliance expertise, evolving technology and administrative support.
Get the most up-to-date tools, training and information you need to confidently build your mutual fund business.
We continue to make changes to our processes to make it easier for you to do business with us. Your opinion matters. Not only does your feedback shape where we focus, but we have an entire team dedicated to improving your experience.
- Complete your CE credits by Nov. 30
- CapIntel Microsession
- Cheques and ETFs
- Dealer Days video recordings now available
The monthly Quadrus newsletter keeps you up to date on the latest news, dealer enhancements, highlights and recaps of other Quadrus communications. Missed an issue? We’ve got you covered. Here’s a recap of the most recent newsletters – click on the month to see each issue’s contents.
- Multi-factor authentication for Investment Centre
- Rate of return FAQ
- CapIntel proposal branding
- Risk rating returns
- Paper application change
The monthly Quadrus newsletter keeps you up to date on the latest news, dealer enhancements, highlights and recaps of other Quadrus communications. Missed an issue? We’ve got you covered. Here’s a recap of the most recent newsletters – click on the month to see each issue’s contents.
- CapIntel
- Wealth process toolkit changes
- New income plan season toolkit
- New wealth reporting team
- MFDA CE credits reminder
- Fund risk ratings changes
The monthly Quadrus newsletter keeps you up to date on the latest news, dealer enhancements, highlights and recaps of other Quadrus communications. Missed an issue? We’ve got you covered. Here’s a recap of the most recent newsletters – click on the month to see each issue’s contents.
- Q-Squad year in review
- RESP toolkit
- Duplicate client statements
- New wealth reporting support team
- CERTS update
- Compliance corner
- Quebec’s Bill 96
The monthly Quadrus newsletter keeps you up to date on the latest news, dealer enhancements, highlights and recaps of other Quadrus communications. Missed an issue? We’ve got you covered. Here’s a recap of the most recent newsletters – click on the month to see each issue’s contents.
- In-cash transfers on Investment Centre
- Ad Hoc rebalancing
- EPAs for all client-held business
- SRO update
- New wealth technology support team
- CERTS account reminder
The monthly Quadrus newsletter keeps you up to date on the latest news, dealer enhancements, highlights and recaps of other Quadrus communications. Missed an issue? We’ve got you covered. Here’s a recap of the most recent newsletters – click on the month to see each issue’s contents.
- Investment Centre forms toolkit
- RESP toolkit
- Advisor focus group
- Zero-balance plans
- Bill 96
- Product update
The monthly Quadrus newsletter keeps you up to date on the latest news, dealer enhancements, highlights and recaps of other Quadrus communications. Missed an issue? We’ve got you covered. Here’s a recap of the most recent newsletters – click on the month to see each issue’s contents.
- Digital trade confirms for nominee plans are live
- Save time with dealer auto rebalancing
- Don’t forget to complete your CE credit requirements
- First home savings accounts (FHSAs)
The monthly Quadrus newsletter keeps you up to date on the latest news, dealer enhancements, highlights and recaps of other Quadrus communications. Missed an issue? We’ve got you covered. Here’s a recap of the most recent newsletters – click on the month to see each issue’s contents.
- Meet Anthony Giglio
- Digital trade confirms for nominee
- PAC process changes
- Dealer days are coming
The monthly Quadrus newsletter keeps you up to date on the latest news, dealer enhancements, highlights and recaps of other Quadrus communications. Missed an issue? We’ve got you covered. Here’s a recap of the most recent newsletters – click on the month to see each issue’s contents.
- Investment Summary
- Tax season readiness
- Toolkit update
- Forms update
The monthly Quadrus newsletter keeps you up to date on the latest news, dealer enhancements, highlights and recaps of other Quadrus communications. Missed an issue? We’ve got you covered. Here’s a recap of the most recent newsletters – click on the month to see each issue’s contents.
- Wealth Platform team expansion
- RRSP toolkit
- High-interest savings accounts
- New support toolkit
- CapIntel news
- New fund company added to the shelf
- Bank of Montreal (BMO) mortgage referral partnership
The monthly Quadrus newsletter keeps you up to date on the latest news, dealer enhancements, highlights and recaps of other Quadrus communications. Missed an issue? We’ve got you covered. Here’s a recap of the most recent newsletters – click on the month to see each issue’s contents.
- Expanded Limited Trading Authorization (LTA) offering for nominee plans
- Lower management and administrative service fees (MAS fees) fee minimums
- Who ya gonna call?
- We asked, you answered
- The Canadian securities regulators are merging
- Streamlined Client Focused Reform (CFR) toolkit
- Dealer Days recordings available now
- CapIntel performance improvements
- 2023 mutual fund registration fees are due
- Keeping entity information up to date
- Trusted Contact Person form (TCP) update
- Paper Limited Trading Authorization (LTAs) forms are no longer required for client-held accounts!
- Introducing the Q-Squad
- eSignature updates
- Reminder: Obligations when transferring client accounts
- Your client focused reforms resources
- Have you tried myserv? Get answers at your fingertips
- New process coming for Limited Trading Authorization (LTA)
- Your client focused reforms resources
- Want to sell liquid alternative funds through Quadrus? Now you can.
- Check out the new Quadrus toolkit!
- Product level notes now on Investment Centre
- Confirming your mutual fund registration information
- Keep your CERTS account information up to date – new CE courses available
- DocuSign changes
- Last chance for CapIntel data upload
- Forms editor issues resolved
- On-demand Update Client Profile (UCP) training available
- Mark your calendars: Dealer Days is back Oct. 18-20 in Ottawa
- Don’t forget about guaranteed investment certificates (GICs)!
- Share your feedback
- New digital enhancement: update client profile
- New amendments for outside activities
- Mark your calendars: Dealer Days is back Oct. 18-20 in Ottawa
- Going on vacation? Assigning delegate access
- E-signing for all your mutual fund business outside of Investment Centre
- Auto rebalancing date changes
- Investment centre FundSERV update
- New Investment Centre password policy
- CapIntel enhancements
- CDIC regulation update
- Reminder: registration requirements for MAs
The monthly Quadrus newsletter keeps you up to date on the latest news, dealer enhancements, highlights and recaps of other Quadrus communications. Missed an issue? We’ve got you covered. Here’s a recap of the most recent newsletters – click on the month to see each issue’s contents.
Check out the Quadrus brochure to see how with Quadrus, you have the support, tools and products you need to make the right recommendations for your clients.
Check out these quick links to resources that make it easier for you to do business with us and help set your clients up for success.
Wealth process toolkit
Get answers at your fingertips. You’ll find information on processes, products, learning, support and more in the wealth process toolkit.
Continuing education (CE) courses
You need to complete 30 CE credits by Nov. 30, 2023, to meet your Mutual Fund Dealers Association (MFDA) continuing education requirement. We can help! Check out available courses and details on completing your courses.
With a branch manager and/or a regional compliance consultant at your disposal on a day-to-day basis, we make it easier for you to operate your business.
Your regional compliance consultant helps you and your team with compliance training and education as well as assessing your practices ahead of a regulatory audit. (Advisor Site | Your Key Connection)
Your aligned branch manager can resolve suitability issues, approve new plans, review KYC changes and daily trades, and more. (Advisor Site | Your Key Connection)
When you partner with Quadrus, you get support in ensuring your business is compliant. We don’t just follow industry regulations; we help shape them. We’re a voice at the table with regulators, advocating for you.
On Jan. 1, 2023, the Mutual Fund Dealers Association (MFDA) and the Investment Industry Regulatory Organization of Canada (IIROC) merged to form a single self-regulatory organization SRO. The new SRO will address any existing regulatory issues to provide more opportunities for you to grow your business. Keep following Quadrus’ policies and procedures as they work towards harmonizing to a single rulebook.
Learn more about the new SRO.
When you partner with Quadrus, you get support in ensuring your business is compliant. We don’t just follow industry regulations; we help shape them. We’re a voice at the table with regulators, advocating for you.
CFR is in place to ensure clients’ interests always come first. Find the support and tools you need to meet your CFR requirements. Questions about ensuring you’re meeting CFR requirements? Check out the Wealth process toolkit for support.
When you partner with Quadrus, you get support in ensuring your business is compliant. We don’t just follow industry regulations; we help shape them. We’re a voice at the table with regulators, advocating for you.
Need help determining your client’s risk profile? There’s a new Investor knowledge questionnaire that has additional questions for your clients for more information to use when assessing their overall risk profile.
When you partner with Quadrus, you get support in ensuring your business is compliant. We don’t just follow industry regulations; we help shape them. We’re a voice at the table with regulators, advocating for you.
Clients expect you to recommend the right products for their individual needs. To do that, you need a diverse product shelf. Our product shelf offers industry-leading fund manufacturers and fund mandates from Canada’s most prominent investment firms like Mackenzie Financial, Fidelity Investments and more. We’re also the exclusive dealer of Canada Life Mutual Funds managed by Canada Life Investment Management Ltd. (CLIML). Check out all the fund companies (Advisor Site | Your Key Connection) you have access to through Quadrus.